Carol Bell

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-11-14
HI	RA	APPROVED	2024-11-14

CA RA
APPROVED

Since 2024-11-14
HI RA
APPROVED

Since 2024-11-14

Branch Locations

Keaau, HI • United States

184 Kamehameha Ave Ste 190-8, Hilo, HI 96720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc	Phoenix	AZ	03/2016	03/2021
Schwab Private Client Investment Advisory	Phoenix	AZ	03/2016	04/2021
Better Money Decisions	Sante Fe	NM	03/2021	06/2023
The Prudential Insurance Company Of America	Honolulu	HI	06/2023	Present
Pruco Securities Llc	Honolulu	HI	06/2023	11/2024
Lpl Enterprise, Llc	Hilo	HI	11/2024	Present

03/2016 → 03/2021

Charles Schwab & Co., Inc

Phoenix, AZ
03/2016 → 04/2021

Schwab Private Client Investment Advisory

Phoenix, AZ
03/2021 → 06/2023

Better Money Decisions

Sante Fe, NM
06/2023 → Present

The Prudential Insurance Company Of America

Honolulu, HI
06/2023 → 11/2024

Pruco Securities Llc

Honolulu, HI
11/2024 → Present

Lpl Enterprise, Llc

Hilo, HI

Previous Registrations

2023-06-22 → 2024-11-14

Pruco Securities, Llc.

Honolulu, HI

Hilo, HI
2021-04-16 → 2023-06-16

Better Money Decisions

Scottsdale, AZ

Santa Fe, NM
2016-04-27 → 2021-04-23

Schwab Wealth Advisory, Inc.

Phoenix, AZ
2011-07-11 → 2015-10-28

Vanguard Advisers, Inc.

Scottsdale, AZ

Other Businesses

1) 11/14/2024- NYU School of Professional Studies- Teacher Paid by School or University- Teaching graduate-level courses in the Finance and Taxation School of Professional Studies- not inv. related- at New York, NY- start date 09/05/2023- 3hrs/mnth-3hrs during trading 2) 11/14/2024- Cystic Fibrosis Foundation--Arizona Chapter- Non-Profit Board Member- Plan fundraising event, attend board meetings- not inv. related- at Phoenix, AZ- start date 03/24/2022- 10hrs/mnth-0hrs during trading 3) 11/14/2024- Ocean View Business Rental- Real Estate Rental- Owner of a rental real estate property at 92-8358 Tiki Ln, Ocean View, HI 96704- inv. related- at Captain Cook, HI- start date 01/01/2023- 1hr/mnth-0hrs during trading 4) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 5) 11/04/2025-Mercor-Writer-Author-Inv related-At San Francisco, CA-Start date 10/21/2025-10hrs/mth-0hrs/mth during trading 6) 01/16/2026-University of Virginia-Adjunct Professor-Teacher Paid by School or University-Not Inv Related-At Charlottesville, VA-Start date 01/13/2026-12hrs/mth-4hrs/mth during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2023-06-29
S66	Uniform Combined State Law Examination	2016-05-16

S63 Uniform Securities Agent State Law Examination

2023-06-29
S66 Uniform Combined State Law Examination

2016-05-16

Designations

Other Names

Carol Elaine Stern
Carol E Bell

View on SEC IAPD