Matthew R Maloy

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-07-13
MT	RA	APPROVED	2023-08-31
TX	RA	APPROVED	2023-08-31

WA RA
APPROVED

Since 2026-07-13
MT RA
APPROVED

Since 2023-08-31
TX RA
APPROVED

Since 2023-08-31

Branch Locations

108 N Washington St, Ste 203C, Spokane, WA 99201 • United States

27 Neill Ave, Suite 205, Helena, MT 59601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Department Of State	Washington, Dc	DC	08/2009	07/2017
Cetera Advisor Networks Llc	El Segundo	CA	08/2017	08/2023
The Investment Group, Llc	Helena	MT	01/2021	Present
The January Corporation	Helena	MT	01/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	08/2023
Lpl Financial Llc	Helena	MT	08/2023	Present

08/2009 → 07/2017

U.S. Department Of State

Washington, Dc, DC
08/2017 → 08/2023

Cetera Advisor Networks Llc

El Segundo, CA
01/2021 → Present

The Investment Group, Llc

Helena, MT
01/2021 → Present

The January Corporation

Helena, MT
06/2023 → 08/2023

Cetera Investment Advisers Llc

Schaumburg, IL
08/2023 → Present

Lpl Financial Llc

Helena, MT

Previous Registrations

2023-06-29 → 2024-02-01

Cetera Investment Advisers Llc

Helena, MT
2017-09-12 → 2023-06-29

Cetera Wealth Services, Llc

Helena, MT

Other Businesses

1) 07/11/2023 - THE INVESTMENT GROUP, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-06

S66 Uniform Combined State Law Examination

2017-09-06

Designations

Other Names

Matt Maloy

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