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Usma Ara Malik

Capital Client Group, Inc.

Los Angeles, CA

Santa Monica, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-24
  • CA RA
    APPROVED
    Since 2023-02-24

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group / American Funds Distributors, Inc. Los Angeles CA 11/2022 Present
Capital Group Companies Los Angeles CA 07/2004 10/2022
  • 11/2022 → Present
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
  • 07/2004 → 10/2022
    Capital Group Companies
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-24
  • S66 Uniform Combined State Law Examination
    2023-02-24

View on SEC IAPD

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