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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-10
AZ RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-10-10
  • AZ RA
    APPROVED
    Since 2011-01-03

Branch Locations

8675 N Scottsdale Rd, Scottsdale, AZ 85253 • United States

Scottsdale , AZ • United States

8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scottsdale AZ 01/2011 11/2016
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 Present
Previous Registrations
  • 2007-09-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
Other Businesses

RENTAL PROPERTY, INV RELATED, PHOENIX, AZ, 50% OWNER, START: 1/1/2013, 1 HOUR PER MONTH/0 DURING TRADING. | RENTAL PROPERTY - CROCUS DR;INV RELATED; SCOTTSDALE,AZ; RENTAL ;100% OWNERSHIP; START DATE: 08/08/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-25
  • S66 Uniform Combined State Law Examination
    2007-08-25

View on SEC IAPD

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