Richard Patrick Burt

Current Employers

Touchstone Advisors Inc

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-09-30

OH RA
APPROVED

Since 2022-09-30

Branch Locations

Norwalk, CT • United States

303 Broadway Suite 1100, Cincinnati, OH 45202-4203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimerfunds	New York	NY	03/2016	09/2022
Invesco Distributors, Inc.	Houston	TX	05/2019	09/2022
Touchstone Securities, Inc.	Cincinnati	OH	09/2022	Present
Ifs Financial Services, Inc.	Cincinnati	OH	09/2022	Present

03/2016 → 09/2022

Oppenheimerfunds

New York, NY
05/2019 → 09/2022

Invesco Distributors, Inc.

Houston, TX
09/2022 → Present

Touchstone Securities, Inc.

Cincinnati, OH
09/2022 → Present

Ifs Financial Services, Inc.

Cincinnati, OH

Previous Registrations

2012-05-09 → 2015-12-04

Neuberger Berman Bd Llc

New York, NY
2008-05-27 → 2009-02-18

Putnam Investment Management, Llc

Boston, MA

Other Businesses

Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-05-08
S63	Uniform Securities Agent State Law Examination	2007-10-04

S65 Uniform Investment Adviser Law Examination

2012-05-08
S63 Uniform Securities Agent State Law Examination

2007-10-04

Designations

Other Names

Richard Patrick Burt
Richard Patrick Burt
Rich Burt

View on SEC IAPD