Mario P Dela Cerna

Current Employers

Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2023-10-10

AZ RA
APPROVED

Since 2023-10-10

Branch Locations

3067 W Ina Rd, Tucson, AZ 85741 • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.D. Mellberg Financial	Tucson	AZ	10/2010	Present
Secure Investment Management, Llc.	Tucson	AZ	10/2012	08/2023
Brookstone Capital Management	Wheaton	IL	09/2023	Present

10/2010 → Present

J.D. Mellberg Financial

Tucson, AZ
10/2012 → 08/2023

Secure Investment Management, Llc.

Tucson, AZ
09/2023 → Present

Brookstone Capital Management

Wheaton, IL

Previous Registrations

2011-09-13 → 2023-09-15

Secure Investment Management, Llc

Tucson, AZ

Other Businesses

J.D. MELLBERG FINANCIAL, NON-INVESTMENT RELATED BUSINESS, 3067 W. INA RD., SUITE 105, TUCSON, AZ 85741, ANNUITY/INSURANCE RELATED BUSINESS, LICENSED AGENT/PRODUCER, START DATE, 10/2010 - PRESENT, HOURS VARY DEPENDING ON BUSINESS NEEDS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-09-01
S63	Uniform Securities Agent State Law Examination	2009-03-17

S65 Uniform Investment Adviser Law Examination

2011-09-01
S63 Uniform Securities Agent State Law Examination

2009-03-17

View on SEC IAPD