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Elizabeth A Ly

Sentry Advisors, LLC

San Francisco, CA

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Current Employers
Sentry Advisors, Llc

100 Pine Street Suite 1250, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-02-19
  • CA RA
    APPROVED
    Since 2015-02-19

Branch Locations

100 Pine Street Suite 1250, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sf Sentry Securities, Inc. San Francisco CA 01/2015 07/2021
Sentry Advisors, Llc San Francisco CA 01/2015 03/2018
Sentry Advisors, Llc San Francisco CA 03/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-12
S63 Uniform Securities Agent State Law Examination 2000-10-19
  • S66 Uniform Combined State Law Examination
    2008-03-12
  • S63 Uniform Securities Agent State Law Examination
    2000-10-19
Other Names
  • Elizabeth A Lee
  • Elizabeth A Ly

View on SEC IAPD

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RBC SECURITIES, INC · SAN FRANCISCO, CA
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