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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-08 |
| RI | RA | APPROVED | 2024-08-07 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Needham | MA | 06/2007 | 03/2019 |
| Pruco Securities, Llc | Needham | MA | 06/2007 | 03/2019 |
| Lincoln Financial Advisors Corporation | Philadelphia | PA | 03/2019 | 12/2021 |
| Lincoln Financial Securities Corporation | Philadelphia | PA | 10/2021 | 12/2021 |
| New York Life Insurance Co | Waltham | MA | 12/2021 | 06/2022 |
| Nylife Securities Llc | Waltham | MA | 03/2022 | 06/2022 |
| Pallas Capital Advisors, Llc | Newport | RI | 06/2022 | 05/2023 |
| Planmember Securities Corporation | Carpinteria | CA | 07/2023 | 06/2024 |
| Robert J. Dipadua Insurance Services | Coventry | RI | 06/2022 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-12 |
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