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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2011-07-29 |
Branch Locations
1411 Milwaukee Drive P.O. Box 155, New Holstein, WI 53061 • United States
1251 Scheuring Rd Suite C, Depere, WI 54115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | New Holstein | WI | 09/2010 | Present |
| Nylife Securities Llc | New Holstein | WI | 10/2010 | Present |
| Eagle Strategies Llc | New Holstein | WI | 07/2011 | Present |
| Action Financial Strategies, Llc | New Holstein | WI | 05/2014 | Present |
[OPERATING UNDER THE DBA NAME OF ACTION FINANCIAL STRATEGIES,LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INSURANCE BROKERING; 1411 MILWAUKEE DRIVE, NEW HOLSTEIN, WI, 53061; START DATE 05/2014; ROLE/TITLE: PARTNER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [St. Mark Ministries Ministry Governing Board; Volunteer board member for a local church. This is a general advising position.; 2066 Lawrence Drive, De Pere, WI 54115; Start Date 03/2021; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours;general advising and guidance on activities and direction of the church]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-16 |
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