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Andrew Ramsey

Wells Fargo Clearing Services, LLC

Shoreview, MN

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-01-06
  • MN RA
    APPROVED
    Since 2021-01-06

Branch Locations

1801 Park View Dr, Shoreview, MN 55126 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 05/2010 06/2019
Wells Fargo Shoreview MN 07/2019 12/2020
Wells Fargo Clearing Services Shoreview MN 12/2020 Present
  • 05/2010 → 06/2019
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 07/2019 → 12/2020
    Wells Fargo
    Shoreview, MN
  • 12/2020 → Present
    Wells Fargo Clearing Services
    Shoreview, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-11
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S65 Uniform Investment Adviser Law Examination
    2010-02-11
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Andrew Justin Ramsey

View on SEC IAPD

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