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200 East 7Th Street, Auburn, IN 46706 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-03-29 |
| TX | RA | APPROVED | 2018-03-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hefty Wealth Partners, Inc. | Auburn | IN | 01/2013 | 03/2018 |
| Lpl Financial Llc | Auburn | IN | 02/2013 | 09/2020 |
| Cx Institutional, Llc | Auburn | IN | 03/2018 | Present |
| Personal Wealth Partners, Llc | Bloomington | MN | 04/2022 | Present |
1. 12/6/2018 - Vest Pro - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/01/2018 - 1 Hour Per Month During Securities Trading - Vest Pro is an owner of CX Institutional, LLC for tax and legal purposes only. 2. Mr. Neal is engaged from 5/2/22 - 6/5/22 to perform IAR services in connection with the conversion of CX Institutional and Personal Wealth Partners clients. PWP is a Registered Investment Advisor located at 7900 International Dr., Ste 510,, Bloomington, MN 55425. Mr. Neal will be assisting PWP with making client calls and moving clients from PWP to CXI. 3. Mr. Neal is engaged from 5/2/22 - 6/5/22 to perform IAR services in connection with the conversion of Personal Wealth Partners clients and CX Institutional. CX Institutional is a Registered Investment Advisor located at 200 East 7th Street, Auburn, IN 46706. Mr. Neal will be assisting PWP with making client calls and moving clients from PWP to CXI.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-21 |
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