Yong Liu

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
CT	RA	APPROVED	2019-01-24

NY RA
APPROVED

Since 2021-04-19
CT RA
APPROVED

Since 2019-01-24

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	04/2015	Present

04/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

I*1817357, Entity Type Not for profit, Name of OBA: Address: Journal of Portfolio ManagementInvestment Related: No Position, Title, Association: Not affiliated Employee Start Date: 05/22/2024 No Hours: 0 No Hours during trading: 0 Duties:I will submit a research paper for publication to Journal of Portfolio Management, which is a quarterly academic journal for finance and investing, covering topics such as asset allocation, performance measurement, market trends, risk management, and portfolio optimization.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-22

S66 Uniform Combined State Law Examination

2019-01-22