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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-04-22
TX RA APPROVED_RES 2019-01-17
CT RA APPROVED 2014-03-24
  • NJ RA
    APPROVED
    Since 2019-04-22
  • TX RA
    APPROVED_RES
    Since 2019-01-17
  • CT RA
    APPROVED
    Since 2014-03-24

Branch Locations

One Bryant Park Gwim Chief Investment Office (Cio), New York, NY 10036 • United States

1100-1800 American Blvd Gwim Chief Investment Office (Cio), Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 05/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-22
  • S66 Uniform Combined State Law Examination
    2014-03-22
Other Names
  • Matthew William Parker

View on SEC IAPD

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