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Curtis Lynn Deinert

Morgan Stanley

Houston, TX

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-10-02
  • TX RA
    APPROVED
    Since 2017-10-02

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orion Advisor Services, Llc Omaha NE 02/2013 08/2017
Northern Lights Distributors, Llc Omaha NE 02/2013 08/2017
Morgan Stanley Smith Barney Llc Houston TX 08/2017 Present
  • 02/2013 → 08/2017
    Orion Advisor Services, Llc
    Omaha, NE
  • 02/2013 → 08/2017
    Northern Lights Distributors, Llc
    Omaha, NE
  • 08/2017 → Present
    Morgan Stanley Smith Barney Llc
    Houston, TX
Previous Registrations
  • 2009-02-27 → 2013-01-03
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2009-02-27 → 2013-01-03
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-29
S66 Uniform Combined State Law Examination 2009-02-17
S63 Uniform Securities Agent State Law Examination 2008-04-09
  • S65 Uniform Investment Adviser Law Examination
    2017-09-29
  • S66 Uniform Combined State Law Examination
    2009-02-17
  • S63 Uniform Securities Agent State Law Examination
    2008-04-09
Other Names
  • Curt Deinert

View on SEC IAPD

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