Ehsan Safavi

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-06-28
CA	RA	APPROVED	2007-10-03

TX RA
APPROVED_RES

Since 2021-06-28
CA RA
APPROVED

Since 2007-10-03

Branch Locations

5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	07/2007	06/2020
Equitable Advisors, Llc	New York	NY	07/2007	Present

07/2007 → 06/2020

Axa Advisors, Llc

New York, NY
07/2007 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. THE SAFAVI GROUP, LLC, OWNER/PRESIDENT. 2. LIFE SETTLEMENT AGENT THROUGH THE ASHAR GROUP LLC. (1800 PEMBROOK DR., SUITE 240, ORLANDO, FL 32810).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-01

S66 Uniform Combined State Law Examination

2007-10-01

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

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