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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-11-15 |
Branch Locations
257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Rockland | MA | 12/2020 | 06/2022 |
| Allstate Insurance Co | Sturbridge | MA | 02/2014 | 12/2020 |
| Allstate Financial Services Llc | Kingston | MA | 06/2014 | 12/2020 |
| Nylife Securities Llc | Waltham | MA | 12/2020 | 06/2022 |
| Dmse Sports Inc | Woburn | MA | 04/2000 | 11/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2022 | 05/2024 |
| Northwestern Mutual Investment Services Llc | Boston | MA | 06/2022 | 05/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2022 | 05/2024 |
| Pruco Securities Llc | Marlborough | MA | 05/2024 | 11/2024 |
| Lpl Enterprise, Llc | Marlborough | MA | 11/2024 | Present |
1) 12/31/2024-Self-Employed Insurance Agent-Insurance Agent/Sales Representative-Non-Variable Insurance-Inv Related-At Kingston, MA-Start date 11/16/2024-1hrs/mth-1hrs during trading 2)12/31/2024-Self-Employed Insurance Agent-Non-Variable Insurance Commission Trails-Inv Related-At Kingston, MA-Start date 11/16/2024 3)12/31/2024-DMSE Sports-Outside/W-2 Employment-Event Consultant-Not Inv Related-At North Andover, MA-Start date 11/16/2024-1hrs/mth-0hrs during trading 4) 03/11/2026-Kingston Youth Baseball & Softball-Kingston Youth Baseball & Softball Board of Directors-Other-Not inv related-At Kingston, MA-Start date 01/14/2026-2hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-13 |
| S66 | Uniform Combined State Law Examination | 2008-08-13 |
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