Stefany Tegeler Schade

Current Employers

Employment History

• 01/2009 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 01/2009 → Present
  Toroso Financial Group, Llp
  Corpus Christi, TX
• 09/2017 → 11/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2017 → 07/2021
  Cetera Advisor Networks Llc
  The Woodlands, TX
• 07/2021 → Present
  Independent Financial Group
  Corpus Christi, TX

Previous Registrations

• 2017-09-19 → 2021-07-15
  Cetera Wealth Services, Llc
  Corpus Christi, TX
  Southlake, TX
  Westport, CT
  Corpus Christi, TX
  The Woodlands, TX
  Lonoke, AR
  Waco, TX
  Sulphur Springs, TX
  Springfield, MO
  Las Vegas, NV
  Santa Barbara, CA
  Los Angeles, CA
  San Clemente, CA
  San Antonio, TX
  Corpus Christi, TX
  Mckinney, TX
  El Segundo, CA
  Corpus Christi, TX
  El Segundo, CA
  Corpus Christi, TX
• 2009-01-15 → 2017-11-01
  Girard Securities, Inc.
  Fredericksburg, TX
  San Antonio, TX
  Dallas, TX
  Mckinney, TX
  Fulshear, TX
  San Diego, CA
  Corpus Christi, TX
  Rockwall, TX
  Waco, TX
  Louisville, KY
  Lake Mary, FL
  Sulphur Springs, TX
  Cypress, TX
  Las Vegas, NV
  Springfield, MO
  Las Vegas, NV
  San Antonio, TX
  El Segundo, CA
  The Woodlands, TX
  Plano, TX
  Encino, CA
  Jackson, TN
  Abilene, TX
  San Antonio, TX
  San Antonio, TX
  Lake Mary, FL
  Brentwood, CA
  Santa Barbara, CA
  Lehi, UT
  Stuttgart, AR
  Lonoke, AR
  San Diego, CA
  Westlake Village, CA
  Mission Viejo, CA
  Sulphur Springs, TX
  Corpus Christi, TX
• 2007-11-16 → 2009-01-21
  Next Financial Group, Inc.
  Corpus Christi, TX

Other Businesses

(1) TOROSO FINANCIAL GROUP POSITION: Owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2009 Address: DESCRIPTION: 95% owner of business entity used as office of supervisory jurisdiction (2) TOROSO FINANCIAL GROUP - DBA POSITION: Owner NATURE: DBA Name for Marketing Purposes and P&C INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2009 Address: DESCRIPTION: 95% owner of DBA used for marketing purposes (3) TEGELER SCHADE & ASSOCIATES POSITION: Managing Member NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2009 ADDRESS: 8026 Cornith Drive, Corpus Christi TX 78413, United States DESCRIPTION: I will use entity to publish books under. All books will be non-securities related. One will be a personal memoir and the others will be fiction in the fantasy genre. (4) SCHADE MAKING A DIFFERENCE POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 Address: DESCRIPTION: Website to promote volunteerism (5) WILD WEST SERVICES POSITION: Owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 8026 Corinth Drive, Corpus Christi TX 78413, United States DESCRIPTION: Shell entity for tax purposes (6) GOODWILL INDUSTRIES OF SOUTH TEXAS POSITION: Director Emeritus NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 2961 S. Port Ave, Corpus Christi TX 78405, United States DESCRIPTION: Director Emeritus on the Board of Directors. (7) TOROSO FINANCIAL ADVISORS POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2025 ADDRESS: 8026 Cornith Drive, Corpus Christi TX 78413, United States DESCRIPTION: Infrastructure and framework for an ORIA for recruiting purposes (8) MAZZA FINANCIAL GROUP POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2026 ADDRESS: 8026 Cornith Drive, Corpus Christi TX 78413, United States DESCRIPTION: For books of business that Bryan and I buy together, we will hold ourselves out as Mazza Financial Group, so I will have a MFG email and operate with clients under MFG. I will have no ownership and will operate my business under TorOso. This is just for unified client purposes. (9) ADVISOR SUCCESSION GROUP POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2026 ADDRESS: 8026 Cornith Drive, Corpus Christi TX 78413, United States DESCRIPTION: Joint venture with Stefany Schade and Bryan Mazza to acquire practices and recruit advisors who are close to retirement that I looking for a succession or continuity plan. (10) GALILEAN LUTHERAN CHURCH POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/31/2026 ADDRESS: 3321 Cimarron Blvd, Corpus Christi TX 78414, United States DESCRIPTION: Helping our church raise money for capital improvements to the physical building. (11) LONDON ISD PARENT TEACHER ORGANIZATION POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 07/22/2026 ADDRESS: 1356 FM 43, Corpus Christi TX 78415, United States DESCRIPTION: Volunteering with the PTO to assist our school. Working directly with the high school. Fundraising will be involved. But I will not take custody or possession of any funds and all money will be handled by the PTO Treasurer.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-27

Other Names

• Stefany Dale Tegeler