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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-13 |
| CT | RA | APPROVED | 2009-06-01 |
Branch Locations
4 Landmark Square 2Nd Floor, Stamford, CT 06901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Stamford | CT | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
QUINNIPIAC UNIVERSITY- ADJUNCT PROFESSOR- EFFECTIVE DATE 08/2015 *480644 - Trust; Investment related - Yes; Darien, Connecticut; 01/2021; During business hours: 0; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-28 |
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