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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-11-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcgillycuddy'S | Milwaukee | WI | 06/2004 | Present |
| Wells Fargo Funds Distributor, Llc | Menomonee Falls | WI | 05/2007 | 10/2021 |
| Wells Fargo Funds Management, Llc | Menomonee Falls | WI | 05/2007 | 10/2021 |
| Allspring Funds Distributor, Llc | Menomonee Falls | WI | 11/2021 | Present |
Name of OBA: Condo Rental Investment Related: No Address of OBA: 2015 Rabb Glen St. Austin, TX 78704 Nature of Business: Rental Property Position: Co-owner with Spouse Start Date: 10/15/2025 Hours per month: 0 During trading hours: 0 Duties: None, wife is managing property FARM TO CUP CAFEZITO POSITION: Silent partner NATURE: Importing and selling coffee. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2021 ADDRESS: 2908 Dillion Hill Dr, Austin TX 78745, United States DESCRIPTION: Silent partner. I will provide capital. My wife will manage the business. LANCES BAY PROPERTIES POSITION: Investor NATURE: Buying and renting properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2021 ADDRESS: 2908 Dillion Hill Dr, Austin TX 78745, United States DESCRIPTION: I will only be an investor in the business. My wife will run the business. LANCES BAY PROPERTIES LLC #2 POSITION: Investor NATURE: My wife and I plan to purchase and rent this property. My wife will manage the property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2021 ADDRESS: 1300 Newning ave, Unit 204, Austin TX 78704, United States DESCRIPTION: I will be providing capital for this property.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-06 |
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