Christopher Scott Piccoli

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-04-10

NJ RA
APPROVED

Since 2024-04-10

Branch Locations

One Giralda Farms Ste. 130, Madison, NJ 07940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Investment Management Inc.	New York	NY	09/2014	03/2018
J.P. Morgan Institutional Investments Inc.	New York	NY	10/2014	03/2018
Jpmorgan Chase Bank Na	Summit	NJ	03/2018	05/2019
Jpmorgan Securities Llc	Summit	NJ	03/2018	05/2019
Regentatlantic	Morristown	NJ	09/2019	04/2023
Unemployed	Wayne	NJ	06/2019	08/2019
Ci Regentatlantic Private Wealth	Morristown	NJ	12/2022	04/2023
The Mather Group, Llc	Morristown	NJ	04/2023	04/2024
Mariner Wealth	Overland Park	KS	04/2024	Present

09/2014 → 03/2018

Jpmorgan Investment Management Inc.

New York, NY
10/2014 → 03/2018

J.P. Morgan Institutional Investments Inc.

New York, NY
03/2018 → 05/2019

Jpmorgan Chase Bank Na

Summit, NJ
03/2018 → 05/2019

Jpmorgan Securities Llc

Summit, NJ
09/2019 → 04/2023

Regentatlantic

Morristown, NJ
06/2019 → 08/2019

Unemployed

Wayne, NJ
12/2022 → 04/2023

Ci Regentatlantic Private Wealth

Morristown, NJ
04/2023 → 04/2024

The Mather Group, Llc

Morristown, NJ
04/2024 → Present

Mariner Wealth

Overland Park, KS

Previous Registrations

2023-04-14 → 2024-04-10

The Mather Group, Llc

Morristown, NJ

Chicago, IL
2019-10-16 → 2023-03-01

Regentatlantic

Morristown, NJ
2022-12-12 → 2023-03-01

Corient

Morristown, NJ
2009-07-17 → 2011-06-14

Msi Financial Services, Inc.

Freehold, NJ

Glastonbury, CT

Montclair, NJ

Guilford, CT

Other Businesses

Chris is an Advisory Board Member at CDT Capital Management, this is an investment-related OBA. Chris provides guidance on the strategic direction of the company, including marketing and regulatory efforts amongst other responsibilities. He devotes approximately 6-10 hours of time per month to this activity.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-10-07
S63	Uniform Securities Agent State Law Examination	2008-07-25

S65 Uniform Investment Adviser Law Examination

2019-10-07
S63 Uniform Securities Agent State Law Examination

2008-07-25

Designations

Other Names

Chris S Piccoli

View on SEC IAPD