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Current Employers
Rodgers Capital Management, Llc

Canton, OH • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-01-06
  • OH RA
    APPROVED
    Since 2023-01-06

Branch Locations

Canton, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ndsi Canton OH 08/2012 Present
Rodgers Capital Management, Llc Canton OH 08/2012 Present
Previous Registrations
  • 2013-10-08 → 2022-12-31
    Canton, OH
  • 2011-08-30 → 2012-03-07
    Legacy Investment Group, Llc
    Canton, OH
  • 2011-08-15 → 2011-08-26
    Chase Investment Services Corp.
    Canton, OH
  • 2010-06-07 → 2011-07-14
    Canton, OH
Other Businesses

I AM ALSO EMPLOYED AT NDSI AS A DISABILITY AID. THE ADDRESS IS 7790 MARKET AVE. N NORTH CANTON, OH 44721. IT IS NOT AN INVESTMENT RELATED BUSINESS. I STARTED AUGUST 1, 2012. I WORK 120/MONTH, NONE ARE DURING TRADING HOURS. I WORK WITH HANDICAPPED PEOPLE WITH DAY-TO-DAY ACTIVITIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-04
  • S66 Uniform Combined State Law Examination
    2010-06-04

View on SEC IAPD

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