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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-13
CT RA APPROVED 2016-01-27
  • TX RA
    APPROVED
    Since 2016-04-13
  • CT RA
    APPROVED
    Since 2016-01-27

Branch Locations

100 Federal St Pbig - Boston Private Wealth Ctr, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 12/2015 Present
Bank Of America, N.A. Boston MA 02/2016 Present
Other Businesses

I*92612 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HARVARD COLLEGE FUND INVESTMENT RELATED: N ADDRESS OF BUSINESS: CAMBRIDGE, MASSACHUSETTS 2138 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/2/2012 NUMBER OF HOURS DEVOTED: 3 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FUNDRAISING FOR THE CLASS OF 1987 I*92600 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SAINT JOHN PAUL II CATHOLIC ACADEMY INVESTMENT RELATED: N ADDRESS OF BUSINESS: BOSTON, MASSACHUSETTS 2124 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 5/2/2016 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD OF TRUSTEES I*96075 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SAINT JOHN PAUL II CATHOLIC ACADEMY INVESTMENT RELATED: N ADDRESS OF BUSINESS: DORCHESTER, MASSACHUSETTS 2124 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/29/2016 NUMBER OF HOURS DEVOTED: 5 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I'VE BEEN ASKED TO SERVE ON THE SCHOOL BOARD'S FINANCE COMMITTEE. OUR PRIMARY RESPONSIBILITY IS TO REVIEW THE SCHOOL'S BUDGET. I*92602 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CATHOLIC CHARITIES BOSTON INVESTMENT RELATED: N ADDRESS OF BUSINESS: BRAINTREE, MASSACHUSETTS 2184 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/1/2015 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FUNDRAISING I*92603 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRANCISCAN CHILDREN'S HOSPITAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: BRIGHTON, MASSACHUSETTS 2135 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 4/4/2012 NUMBER OF HOURS DEVOTED: 3 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FUNDRAISING FOR ANNUAL GOLF OUTING I*92611 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRIENDS OF HARVARD FOOTBALL INVESTMENT RELATED: N ADDRESS OF BUSINESS: BOSTON, MASSACHUSETTS 02163 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 04/01/1995 NUMBER OF HOURS DEVOTED: 3 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HARVARD FOOTBALL ALUMNI ASSOC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-26
S63 Uniform Securities Agent State Law Examination 2000-04-18
  • S66 Uniform Combined State Law Examination
    2016-01-26
  • S63 Uniform Securities Agent State Law Examination
    2000-04-18
Other Names
  • Bob Joyce

View on SEC IAPD

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