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Elias V Stambolis

Rockefeller Capital Management

Chicago, IL

Rockefeller Financial LLC

Chicago, IL

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-19
TX RA APPROVED 2024-08-19
  • IL RA
    APPROVED
    Since 2024-08-19
  • TX RA
    APPROVED
    Since 2024-08-19

Branch Locations

227 West Monroe, Suite 2050, Chicago, IL 60606 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-17
TX RA APPROVED 2024-05-17
  • IL RA
    APPROVED
    Since 2024-05-17
  • TX RA
    APPROVED
    Since 2024-05-17

Branch Locations

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 05/2017 05/2024
Axata Investments Llc Chicago IL 07/2011 02/2017
Morgan Stanley Private Bank, National Association New York NY 07/2017 05/2024
Rockefeller Financial Llc Chicago IL 05/2024 Present
Morgan Stanley Private Bank, N.A New York NY 07/2017 05/2024
Rockefeller Capital Management Chicago IL 08/2024 Present
  • 05/2017 → 05/2024
    Morgan Stanley
    Chicago, IL
  • 07/2011 → 02/2017
    Axata Investments Llc
    Chicago, IL
  • 07/2017 → 05/2024
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2024 → Present
    Rockefeller Financial Llc
    Chicago, IL
  • 07/2017 → 05/2024
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 08/2024 → Present
    Rockefeller Capital Management
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-03
S65 Uniform Investment Adviser Law Examination 2010-12-09
  • S66 Uniform Combined State Law Examination
    2017-08-03
  • S65 Uniform Investment Adviser Law Examination
    2010-12-09
Other Names
  • Elias V Stambolis

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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