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Samuel Robert Morales

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-06
TX RA APPROVED_RES 2024-08-06
  • CA RA
    APPROVED
    Since 2024-08-06
  • TX RA
    APPROVED_RES
    Since 2024-08-06

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 04/2013 04/2019
Citigroup Global Markets Inc Gardena CA 04/2019 03/2024
Morgan Stanley Los Angeles CA 07/2024 Present
Unemployed Los Angeles CA 04/2024 07/2024
Previous Registrations
  • 2019-05-16 → 2024-04-18
    New York, NY
    Gardena, CA
    La Canada-Flintridge, CA
    Newbury Park, CA
    Fort Mill, SC
    Torrance, CA
    Fresno, CA
    Rolling Hills Estates, CA
    San Antonio, TX
    Culver City, CA
    Torrance, CA
    Gardena, CA
    Los Angeles, CA
    Torrance, CA
  • 2013-05-01 → 2019-05-21
    Los Angeles, CA
    Culver City, CA
    Los Angeles, CA
    Culver City, CA
    Santa Monica, CA
    Santa Monica, CA
  • 2011-11-16 → 2013-04-12
    Msi Financial Services, Inc.
    Los Angeles, CA
  • 2010-07-12 → 2011-09-29
    Los Angeles, CA
  • 2010-01-06 → 2010-07-29
    Los Angeles, CA
Other Businesses

*604675 - Rental Property; Investment related Yes; Desert Hot Springs, California; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2013; During business hours: 0; After business hours: 1; Administrative *605041 - Alma Mater Educational Services LLC; Investment related Yes; Los Angeles, California; Education; Co-owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2011; During business hours: 0; After business hours: 2; Labor/Service *671653- Innovative Artists Talent & Literary Agency, Inc.; Investment related: No; Santa Monica, California; Art/Culture; Real person not an actor for commercials (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 0; Real person not an actor for commercials

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30
Other Names
  • Samuel Morales
  • Samuel Robert Morales
  • Samuel R Morales

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