Jesse Malik

Current Employers

Sentinel Pension Advisors, Llc.

100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-07-01
WA	RA	APPROVED	2026-01-20
NC	RA	APPROVED	2025-09-30
TX	RA	APPROVED	2025-08-27
FL	RA	APPROVED	2025-08-19
OH	RA	APPROVED	2025-03-03
NV	RA	APPROVED	2025-02-03
GA	RA	APPROVED	2024-10-29
DE	RA	APPROVED	2024-09-05
MI	RA	APPROVED	2024-09-05
OR	RA	APPROVED	2024-09-05
PA	RA	APPROVED	2024-09-05
VA	RA	APPROVED	2024-09-05
DC	RA	APPROVED	2024-08-30
CT	RA	APPROVED	2024-08-21
MD	RA	APPROVED	2024-08-21
NJ	RA	APPROVED	2024-08-21
NY	RA	APPROVED	2024-07-17

NH RA
APPROVED

Since 2026-07-01
WA RA
APPROVED

Since 2026-01-20
NC RA
APPROVED

Since 2025-09-30
TX RA
APPROVED

Since 2025-08-27
FL RA
APPROVED

Since 2025-08-19
OH RA
APPROVED

Since 2025-03-03
NV RA
APPROVED

Since 2025-02-03
GA RA
APPROVED

Since 2024-10-29
DE RA
APPROVED

Since 2024-09-05
MI RA
APPROVED

Since 2024-09-05
OR RA
APPROVED

Since 2024-09-05
PA RA
APPROVED

Since 2024-09-05
VA RA
APPROVED

Since 2024-09-05
DC RA
APPROVED

Since 2024-08-30
CT RA
APPROVED

Since 2024-08-21
MD RA
APPROVED

Since 2024-08-21
NJ RA
APPROVED

Since 2024-08-21
NY RA
APPROVED

Since 2024-07-17

Branch Locations

Wantagh, NY • United States

100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Jersey City	NJ	11/2010	10/2022
Capfinancial Partners Llc (Captrust)	Raleigh	NC	10/2022	10/2023
Capfinancial Securities Llc	Raleigh	NC	10/2022	10/2023
Sentinel Pension Advisors, Llc	Wakefield	MA	07/2024	Present
Sunoco Aplus	Ronkonkoma	NY	10/2023	07/2024

11/2010 → 10/2022

Ubs Financial Services Inc.

Jersey City, NJ
10/2022 → 10/2023

Capfinancial Partners Llc (Captrust)

Raleigh, NC
10/2022 → 10/2023

Capfinancial Securities Llc

Raleigh, NC
07/2024 → Present

Sentinel Pension Advisors, Llc

Wakefield, MA
10/2023 → 07/2024

Sunoco Aplus

Ronkonkoma, NY

Previous Registrations

2022-12-07 → 2023-10-26

Captrust

Lake Success, NY
2010-12-06 → 2022-10-24

Ubs Financial Services Inc.

Weehawken, NJ

New York, NY
2010-05-06 → 2010-11-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

ARJO Enterprise Inc DBA Sunoco APlus. Not Investment related. 65-05 Utopia Parkway, Fresh Meadows, NY 111365. Gas Station/Convenience Store Franchise Secretary, Attend Board Meetings. 10/2023 to present.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-05

S66 Uniform Combined State Law Examination

2010-05-05

Designations

Other Names

Jesse Malik
Jesse S Malik

View on SEC IAPD