Valery Volkau

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-26
VT	RA	APPROVED	2025-08-25
VA	RA	APPROVED	2024-06-26
DC	RA	APPROVED	2015-12-18

TX RA
APPROVED_RES

Since 2025-08-26
VT RA
APPROVED

Since 2025-08-25
VA RA
APPROVED

Since 2024-06-26
DC RA
APPROVED

Since 2015-12-18

Branch Locations

West Springfield, VA • United States

1300 Eye Street Suite 300W, Washington, DC 20005 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Washington	DC	11/2015	Present
Tiaa	Washington	DC	11/2015	Present

11/2015 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Washington, DC
11/2015 → Present

Tiaa

Washington, DC

Previous Registrations

2013-02-21 → 2015-12-10

Hsbc Securities (Usa) Inc.

Washington, DC

Washington, DC

Arlington, VA

New York City, NY

Washington, DC

Other Businesses

SELF/RENTING POSITION: Self NATURE: We will be renting our townhome INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: Home Address, Springfield VA 22152, United States DESCRIPTION: Being a landlord

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-01-17
S63	Uniform Securities Agent State Law Examination	2007-07-27

S65 Uniform Investment Adviser Law Examination

2013-01-17
S63 Uniform Securities Agent State Law Examination

2007-07-27

View on SEC IAPD