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Dominick Bay Pagliaro

J.P. Morgan Securities LLC

Jupiter, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-08-30
FL RA APPROVED 2022-09-12
TX RA APPROVED_RES 2021-07-29
CT RA APPROVED 2021-03-02
  • HI RA
    APPROVED
    Since 2024-08-30
  • FL RA
    APPROVED
    Since 2022-09-12
  • TX RA
    APPROVED_RES
    Since 2021-07-29
  • CT RA
    APPROVED
    Since 2021-03-02

Branch Locations

300 S Us Hwy One, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Stamford CT 07/2006 01/2017
Wells Fargo Clearing Services, Llc Stamford CT 05/2007 01/2017
Rkdp, Llc (Formerly-Lwlolm, Llc) Stamford CT 02/2017 02/2021
Axa Advisors, Llc New York NY 08/2017 04/2020
Td Ameritrade Scarsdale NY 05/2020 01/2021
Td Ameritrade Invesetment Management, Llc Scarsdale NY 06/2020 12/2020
Jpmorgan Chase Bank, N.A. Jupiter FL 02/2021 Present
J.P. Morgan Securities Llc Jupiter FL 02/2021 Present
Axa Advisors Llc New York NY 11/2017 04/2020
Rkdp Llc Stamford CT 02/2021 04/2025
  • 07/2006 → 01/2017
    Wells Fargo Advisors Llc
    Stamford, CT
  • 05/2007 → 01/2017
    Wells Fargo Clearing Services, Llc
    Stamford, CT
  • 02/2017 → 02/2021
    Rkdp, Llc (Formerly-Lwlolm, Llc)
    Stamford, CT
  • 08/2017 → 04/2020
    Axa Advisors, Llc
    New York, NY
  • 05/2020 → 01/2021
    Td Ameritrade
    Scarsdale, NY
  • 06/2020 → 12/2020
    Td Ameritrade Invesetment Management, Llc
    Scarsdale, NY
  • 02/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Jupiter, FL
  • 02/2021 → Present
    J.P. Morgan Securities Llc
    Jupiter, FL
  • 11/2017 → 04/2020
    Axa Advisors Llc
    New York, NY
  • 02/2021 → 04/2025
    Rkdp Llc
    Stamford, CT
Previous Registrations
  • 2020-06-02 → 2021-01-11
    Td Ameritrade, Inc.
    Scarsdale, NY
  • 2020-06-02 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Scarsdale, NY
  • 2017-08-28 → 2020-04-30
    Equitable Advisors, Llc
    Stamford, CT
  • 2009-04-21 → 2017-02-22
    Wells Fargo Clearing Services, Llc
    Stamford, CT
    Melville, NY
    Meriden, CT
    Greenwich, CT
    Trumbull, CT
    White Plains, NY
    Westport, CT
    Purchase, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-20
S63 Uniform Securities Agent State Law Examination 2007-09-28
  • S65 Uniform Investment Adviser Law Examination
    2009-04-20
  • S63 Uniform Securities Agent State Law Examination
    2007-09-28
Other Names
  • Dominick Bay Pagliaro
  • Dominick Pagliaro

View on SEC IAPD

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Other Investors

DANIEL DOYCE PAYNE
DENNIS PATRICK HARKIN
JOSHUA BRETT RUDOLPH
ERIN KATHERINE GIBBS-MATHEY
JASON WAYNE JOANIS
KIMBERLY LYNNE PIERCE
JACOB ANTHONY METRO
CHARLES JOHN DANIELS

Other Offices

SLATESTONE WEALTH LLC · JUPITER, FL
&PARTNERS · Jupiter, FL
STRAIGHTPATH MANAGEMENT INC · JUPITER, FL
NIGHTHAWK MANAGEMENT GROUP · JUPITER, FL
LPL FINANCIAL LLC · JUPITER, FL
NOVEM GROUP · Jupiter, FL
LPL FINANCIAL LLC · JUPITER, FL
MML INVESTORS SERVICES, LLC · Jupiter, FL

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