Shane Damian Winkelmann

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-04-26

MI RA
APPROVED

Since 2024-04-26

Branch Locations

Portage, MI • United States

7130 S Westnedge Ave, Portage, MI 49002-4209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Kalamazoo	MI	01/2014	04/2017
Pnc Bank	Kalamazoo	MI	01/2014	04/2017
Pnc Investments	Pittsburgh	PA	04/2017	04/2024
Ameriprise Financial Services, Llc	Portage	MI	04/2024	Present

01/2014 → 04/2017

Pnc Investments

Kalamazoo, MI
01/2014 → 04/2017

Pnc Bank

Kalamazoo, MI
04/2017 → 04/2024

Pnc Investments

Pittsburgh, PA
04/2024 → Present

Ameriprise Financial Services, Llc

Portage, MI

Previous Registrations

2014-02-13 → 2024-05-01

Pnc Wealth Management Llc

Kalamazoo, MI

Grand Rapids, MI

Portage, MI

Portage, MI

Vicksburg, MI

Kalamazoo, MI

Coldwater, MI

Plainwell, MI

Kalamazoo, MI

Battle Creek, MI

Coldwater, MI

Battle Creek, MI

Paw Paw, MI

Portage, MI
2010-03-19 → 2014-01-10

Equitable Advisors, Llc

Kalamazoo, MI

Grand Rapids, MI

Grand Rapids, MI

Kalamazoo, MI

Other Businesses

Outside Employment; OKL LLC; Financial Advisor; OKL LLC pays the salaried portion of my compensation; 7130 S. Westnedge Ave, , Portage, MI, 49002; Not Investment-Related; 04/26/2024; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-25

S66 Uniform Combined State Law Examination

2009-11-25

Other Names

Shane D Winkelmann
Shane Winkelmann

View on SEC IAPD