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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-11-02
  • TX RA
    APPROVED
    Since 2020-11-02

Branch Locations

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Richmond, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 03/2012 10/2018
Bbva Securities Inc. Houston TX 05/2013 12/2018
Bbva Compass Insurance Agency, Inc. Austin TX 04/2012 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 01/2020 Present
Colonial Life Houston TX 12/2018 12/2019
Fedex Ground Cypress TX 08/2019 09/2019
Bank Of America, N.A. Houston TX 06/2020 Present
  • 03/2012 → 10/2018
    Compass Bank
    Birmingham, AL
  • 05/2013 → 12/2018
    Bbva Securities Inc.
    Houston, TX
  • 04/2012 → 10/2018
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 01/2020 → Present
    Houston, TX
  • 12/2018 → 12/2019
    Colonial Life
    Houston, TX
  • 08/2019 → 09/2019
    Fedex Ground
    Cypress, TX
  • 06/2020 → Present
    Bank Of America, N.A.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2007-07-21
  • S66 Uniform Combined State Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2007-07-21
Other Names
  • Jamie Dillon
  • Jamie Dillon
  • Jamie-Ray Dillon

View on SEC IAPD

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