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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-11-02 |
Branch Locations
1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States
9595 Six Pines Dr, The Woodlands, TX 77380 • United States
Richmond, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 03/2012 | 10/2018 |
| Bbva Securities Inc. | Houston | TX | 05/2013 | 12/2018 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 04/2012 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 01/2020 | Present |
| Colonial Life | Houston | TX | 12/2018 | 12/2019 |
| Fedex Ground | Cypress | TX | 08/2019 | 09/2019 |
| Bank Of America, N.A. | Houston | TX | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-21 |
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