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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-01-21 |
| UT | RA | APPROVED | 2016-10-19 |
| TX | RA | APPROVED | 2016-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Salt Lake City | UT | 08/2007 | Present |
1. 8/17/2010: CMSOX, INC - Not Investment Related - Coach/Referee - Time Spent 5% - Baseball Coaching. 2. 6/13/2016: Michael A. York & Associates, LLC - Not Investment Related - PO Box 520157, Salt Lake City, UT 84152-0157 - Tax Prep/Accounting/CPA - Office Manager - Started 06/01/2016 - 30 Hours Per Month/0 Hours During Securities Trading. 3. 8/11/2020 - York Wealth Managers, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/19/2020 - 160 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-01 |
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