Dean Anthony Carpenter

Current Employers

Employment History

• 05/2007 → 09/2025
  Avantax Investment Services, Inc.
  Johnstown, PA
• 04/2015 → 01/2020
  Minnesota Life Insurance Company
  St. Paul, MN
• 10/2014 → 01/2020
  Davevic Benefit Consultants
  Grove City, PA
• 04/2015 → 01/2018
  The Cinncinnati Life Insurance Company
  Fairfield, OH
• 04/2014 → 09/2025
  Avantax Insurance Agency, Llc
  Johnstown, PA
• 09/2018 → 01/2020
  Upmc Health Plan Medicare Progam
  Pittsburgh, PA
• 04/2014 → Present
  Carpenter Financial Services
  Johnstown, PA
• 04/2015 → Present
  Gbu Financial Life
  Pittsburgh, PA
• 08/2015 → 09/2025
  Avantax Advisory Services
  Johnstown, PA
• 09/2024 → Present
  Resurrection Catholic Parish Finance Committee Member
  Johnstown, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Johnstown, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-08-27 → 2025-09-05
  Avantax Advisory Services
  Johnstown, PA

Other Businesses

1) Carpenter Financial Services~'IR'~237 Johns Street, Suite 3~Johnstown~PA~15901~Other~Owner~4/1/2014~160hrs~130hrs~Small Business owner offering holistic financial planning and insurance/securities/advisory products through Avantax. 2) GBU Financial Life~'IR'~4254 Clairton Boulevard~Pittsburgh~PA~15227~Insurance Agent~Agent~4/24/2015~0hrs~0hrs~Sales of Fixed Annuities Term Life Insurance Whole Life Insurance UL Insurance 3) SAMUEL G. CARPENTER POSITION: Assistant NATURE: Samuel G. Carpenter (my father), prepares taxes for some of our investment clients. I thought this should be disclosed because even though I DO NOT do any tax preparation, I am part of the office staff and have access to the tax data. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/14/2014; 237 Johns Street, Suite 3, Johnstown PA 15901, No duties or responsibilities - just part of office staff where taxes are prepared for some of our investment clients. 4) ISDA (ITALIAN SONS AND DAUGHTERS OF AMERICA); POSITION: Agent NATURE: Assistant of Samuel Carpenter (father and ISDA agent) and when business is transferred in to my name, I will need to be listed as an agent in order to maintain current accounts as well as submit new accounts. Selling - fixed annuities and life insurance through a fraternal organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 419 Wood Street, Suite 3, Pittsburgh PA 15222, Assistant of Samuel Carpenter (father and ISDA agent) and when business is transferred in to my name, I will need to be listed as an agent in order to maintain current accounts as well as submit new accounts. Selling - fixed annuities and life insurance through a fraternal organization 6) Resurrection Catholic Parish Finance Committee Member; Finance Committee Member; Discuss church budget (income and expenses) and vote on budget related decisions (1 of 7 members).  This is not related to investments.; NIR; 0; 09/04/2024; 324 Chestnut Street Johnstown PA 15906; Discuss church budget (income and expenses) and vote on budget related decisions (1 of 7 members). This is not related to investments.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-12-20