Best Investors Account Sign in

Craig Mitchell Kaiser

Morgan Stanley

Carlsbad, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Carlsbad CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Carlsbad, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*151289 - Craig Kaiser; Investment related: Yes; Carlsbad, California; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 12/2006; During business hours: 0; After business hours: 1; Owner of property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-21
S63 Uniform Securities Agent State Law Examination 2007-08-28
  • S66 Uniform Combined State Law Examination
    2007-11-21
  • S63 Uniform Securities Agent State Law Examination
    2007-08-28

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Carlsbad, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor