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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-04
IA RA APPROVED 2010-07-23
  • TX RA
    APPROVED
    Since 2016-01-04
  • IA RA
    APPROVED
    Since 2010-07-23

Branch Locations

West Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 05/2010 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 05/2010 Present
Previous Registrations
  • 2008-10-14 → 2010-05-14
    Waddell & Reed
    Peoria, AZ
    Scottsdale, AZ
Other Businesses

1)VOS FINANCIAL LLC DBA CHARTERED FINANCIAL SERVICES, 936 8TH ST, WEST DES MOINES, IA, 5/2010, President, AS INDEPENDENT INSURNACE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 280 HR/MO - 24 HR/MO TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 70 HR/WK - 6/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3)WILLOW CREEK GOLF COURSE - MEN'S LEAGUE, 140 SE WILLOW CREEK DR,, WEST DES MOINES, IA, 10/2018 AS BOARD MEMBER. NIR - 1//MO - 1/TRADING. 4)VOS PROPERTIES LLC, 936 8th St, West Des Moines IA 50265, 09/2022, President, Owner, NIR, 5 HR/MO - 0 HR/MO Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-09
S63 Uniform Securities Agent State Law Examination 2007-07-24
  • S65 Uniform Investment Adviser Law Examination
    2008-10-09
  • S63 Uniform Securities Agent State Law Examination
    2007-07-24

View on SEC IAPD

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