Susan Lyn Smith

Current Employers

Employment History

• 12/2015 → 12/2018
  First Command Advisory Services
  Fort Worth, TX
• 01/2019 → 09/2025
  Avantax Investment Services, Inc.
  Dallas, TX
• 01/2019 → 09/2025
  Avantax Advisory Services
  Dallas, TX
• 02/2019 → 09/2025
  Avantax Insurance Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Dallas, TX
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-31 → 2025-09-05
  Avantax Advisory Services
  Dallas, TX
• 2015-12-15 → 2019-01-10
  First Command Advisory Services
  Fort Worth, TX
• 2013-03-11 → 2015-12-15
  First Command Brokerage Services, Inc.
  Fort Worth, TX

Other Businesses

1) Avantax Insurance Agency, LLC; 3200 Olympus Blvd, Ste 100, Dallas, Tx 75019; Equity Indexed Annuity. Agent; 2/1/2019; 4hrs; 1hrs; I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL). 2) NOTARY OF TEXAS POSITION: Notary NATURE: I perform notary services to individual's for a fee. The fees are set by the state. for the first signature, $6.00 ; for each additional signature, $1.00 ; Administering oath or affirmation, $6.00 ; Swearing a witness for a deposition, $6.00. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2022; 2502 Laurel Valley Ln, Arlington TX 76006, Verifying signatures, administering oaths or affirmations and swearing a witness for a deposition. 3)BELTLINE VISION CLINIC POSITION: PT Front Desk Admin NATURE: Spouse owns Beltline Vision Clinic, I work the front desk once on a Saturday when they were short-staffed. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 3725 N Beltline Rd, Irving TX 75035, United States DESCRIPTION: Answer telephone and welcome patients when they come in the door.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-09
• S63 Uniform Securities Agent State Law Examination
  2012-01-07

Other Names

• Susan Lyn Barron
• Susan Smith