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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2012-12-10 |
Branch Locations
8744 Kendrick Castillo Way Ste 540, Highlands Ranch, CO 80129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regis University | Denver | CO | 08/2005 | Present |
| Northwesternd Mutual Life Insurance Company | Milwaukee | WI | 01/2009 | Present |
| Northwestern Mutual Investment Serivces Llc | Lakewood | CO | 04/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 43% OWNER, WAGDEKAS ENTOURAGE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/07/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 100% OWNER, CAJP HOLDINGS, LLC, LEGAL ENTITY, START DATE: 02/07/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. EQUITY OWNER, LWC USA LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 4/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. PRESIDENT, THE FOUNDATION AT ROLLING HILLS, 15707 W 26TH AVE, GOLDEN, , COLORADO, 80401, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/30/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SITTING ON THE BOARD ("PRESIDENT") HELPING FUNDRAISE AND RUN THE BOARD PLANNING A GALA, A GOLF TOURNAMENT, AND A TENNIS EVENT. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-28 |
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