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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-12-10
  • CO RA
    APPROVED
    Since 2012-12-10

Branch Locations

8744 Kendrick Castillo Way Ste 540, Highlands Ranch, CO 80129 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regis University Denver CO 08/2005 Present
Northwesternd Mutual Life Insurance Company Milwaukee WI 01/2009 Present
Northwestern Mutual Investment Serivces Llc Lakewood CO 04/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 08/2005 → Present
    Regis University
    Denver, CO
  • 01/2009 → Present
    Northwesternd Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2009 → Present
    Northwestern Mutual Investment Serivces Llc
    Lakewood, CO
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 43% OWNER, WAGDEKAS ENTOURAGE, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/07/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 100% OWNER, CAJP HOLDINGS, LLC, LEGAL ENTITY, START DATE: 02/07/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. EQUITY OWNER, LWC USA LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 4/1/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. PRESIDENT, THE FOUNDATION AT ROLLING HILLS, 15707 W 26TH AVE, GOLDEN, , COLORADO, 80401, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/30/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SITTING ON THE BOARD ("PRESIDENT") HELPING FUNDRAISE AND RUN THE BOARD PLANNING A GALA, A GOLF TOURNAMENT, AND A TENNIS EVENT. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-06
S63 Uniform Securities Agent State Law Examination 2009-09-28
  • S66 Uniform Combined State Law Examination
    2012-12-06
  • S63 Uniform Securities Agent State Law Examination
    2009-09-28
Other Names
  • Chase A Chaldekas

View on SEC IAPD

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