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Steven Michael Pompan

Morgan Stanley

Los Angeles, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Los Angeles, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

A&L ASSOCIATES LLC; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; OWNER; 07/2012 *624969 - A&L Associates; Investment related: Yes; Culver City, California; Real Estate:Investment/Finance/Banking; Officer:Partner(proprietor, partner, officer, director, employee, trustee, agent); 1/2025; During business hours: 1; After business hours: 7; Administrative:Check Signing/Funds Disbursements:Investment Decisions/Advice:Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-20
  • S66 Uniform Combined State Law Examination
    2000-04-20

View on SEC IAPD

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