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Current Employers
The Change Advisory Group, Llc

Chicago, IL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-01
IL RA APPROVED 2011-01-05
  • TX RA
    APPROVED_RES
    Since 2018-08-01
  • IL RA
    APPROVED
    Since 2011-01-05

Branch Locations

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Previous Registrations
  • 2009-10-23 → 2010-07-07
    Chicago, IL
  • 2008-10-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Chicago, IL
    Chicago, IL
  • 2008-10-16 → 2008-10-24
    Lasalle Financial Services, Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-29
  • S66 Uniform Combined State Law Examination
    2008-01-29
Designations

View on SEC IAPD

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