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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-11
  • FL RA
    APPROVED
    Since 2022-03-11

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ponte Vedra Beach FL 05/2010 Present
Other Businesses

I*5174268, Entity Type: , Name of OBA: I M, Address: Orange Park, Florida, 32073, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 01/12/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: I*5178270, Entity Type: , Name of OBA: I M, Address: Orange Park, Florida, 32073, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/12/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-02
S63 Uniform Securities Agent State Law Examination 2007-08-31
  • S66 Uniform Combined State Law Examination
    2022-03-02
  • S63 Uniform Securities Agent State Law Examination
    2007-08-31
Other Names
  • Emily Leffler
  • Emily Mccrea
  • Emily Shea Leffler

View on SEC IAPD

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