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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-12
  • TX RA
    APPROVED
    Since 2026-01-12

Branch Locations

35 Braintree Hill Office Park Suite 400 & 405, Braintree, MA 02184 • United States

30 International Place, Tewksbury, MA 01876 • United States

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-06-12
  • MA RA
    APPROVED
    Since 2012-06-12

Branch Locations

35 Braintree Hill Office Park Suite 400, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Analysts Incorporated Quincy MA 11/1999 Present
Lincoln Investment Quincy MA 06/2012 Present
  • 11/1999 → Present
    Capital Analysts Incorporated
    Quincy, MA
  • 06/2012 → Present
    Quincy, MA
Other Businesses

CAPITAL ANALYSTS OF NEW ENGLAND, INC. POSITION: LIFE INSURANCE AGENT. NATURE: INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 90 INVESTMENT RELATED HOURS: 90 START DATE: 02/28/2000 ADDRESS: 1266 FURNACE BROOK PARKWAY, SUITE 300, QUINCY MA 02169 DESCRIPTION: LIFE INSURANCE SALES. CAPITAL ANALYSTS OF NEW ENGLAND, INC. POSITION: PRESIDENT NATURE: WEALTH MANAGEMENT FIRM INVESTMENT RELATED: YES NUMBER OF HOURS: 80 INVESTMENT RELATED HOURS: 80 START DATE: 01/01/2009 ADDRESS: 1266 FURNACE BROOK PARKWAY, SUITE 300, QUINCY MA 02169 DESCRIPTION: AS PRESIDENT I AM RESPONSIBLE FOR MANAGING THEFIRM. SOUTH SHORE HOSPITAL CHARITABLE FOUNDATION POSITION: FOUNDATION BOARD OF TRUSTEES, VICE CHAIR PLANNED GIVING NATURE: CHARITABLE FOUNDATION INVESTMENT RELATED: NO NUMBER OF HOURS: 4 INVESTMENT RELATED HOURS: 2 START DATE: 09/01/2010 ADDRESS: 55 FORBES ROAD, SOUTH WEYMOUTH MA 02190 DESCRIPTION: HELP THE FOUNDATION RAISE MONEY FOR THE SOUTH SHORE HOSPITAL Christopher M. Duffy, Esquire Position: Owner Nature: Law Firm Investment Related: No Hours: 12 Securities Trading Hours: 8 Start Date: 9/23/2025 Address: 35 Braintree Hill Office Park, Suite 400 Braintree , Massachusetts 02184 Description: Drafting estate planning legal documents.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-13
  • S66 Uniform Combined State Law Examination
    2000-06-13
Designations

View on SEC IAPD

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