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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2012-10-01

Branch Locations

10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Antonio TX 10/2012 Present
Previous Registrations
  • 2011-10-13 → 2012-10-01
    Chase Investment Services Corp.
    San Antonio, TX
  • 2007-10-06 → 2010-02-11
    San Antonio, TX
    San Antonio, TX
Other Businesses

Entity Name: N/A Investment related: Yes Address: 10346 San Antonio, TX 78245 Nature of the other business: None, rental property Position/Title/Relationship: Sole Proprietor Start Date: 10-Oct-2016 Approximate # of hours a month: 4-5 hrs maintenance/mo Approximate # of hours during securities trading hours: zero Briefly describe your duties: Owner, landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-13
  • S66 Uniform Combined State Law Examination
    2007-09-13
Other Names
  • Thomas De Luna
  • Thomas Andrew De Luna

View on SEC IAPD

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