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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-12 |
| MA | RA | APPROVED | 2021-06-08 |
Branch Locations
16 Chestnut Street, Suite 101, Foxboro, MA 02035 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Foxboro | MA | 07/2015 | 05/2019 |
| Independent Financial Partners | Foxboro | MA | 07/2015 | 05/2019 |
| Resources Investment Advisors | Overland Park | KS | 04/2019 | 06/2021 |
| Triad Advisors | Norcross | GA | 05/2019 | 06/2021 |
| Global Retirement Partners, Llc | San Rafael | CA | 06/2021 | Present |
| Lpl Financial Llc | Foxboro | MA | 04/2023 | Present |
1) 04/2023 - IBG FINANCIAL PARTNER - DBA for LPL Business (entity for LPL business) - Inv. Related - FOXBORO, MA 2) 04/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Inv. Related - FOXBORO, MA 3) 04/2023 - HUB INTERNATIONAL - Outside/W-2 Employment - Non-inv. Related - FOXBORO, MA - Retirement Consultant - Start Date 04/20/2023 - 160hrs/month 4) 05/05/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 04/20/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 5) 05/05/2023 - IBG FINANCIAL PARTNER - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 04/19/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 6) 05/05/2023 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid -Start Date 04/20/2023 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - 4/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-27 |
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