Maynall Leslie Scott

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-03-17

CT RA
APPROVED

Since 2022-03-17

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

637 West Ave, Norwalk, CT 06850 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc.	Old Greenwich	CT	11/2014	11/2016
Wells Fargo Bank Na	Stamford	CT	05/2014	Present
Wells Fargo Clearing Services, Llc	Old Greenwich	CT	11/2016	02/2021
Wells Fargo Clearing Services, Llc	Stamford	CT	01/2022	Present

11/2014 → 11/2016

Wells Fargo Advisors, Llc.

Old Greenwich, CT
05/2014 → Present

Wells Fargo Bank Na

Stamford, CT
11/2016 → 02/2021

Wells Fargo Clearing Services, Llc

Old Greenwich, CT
01/2022 → Present

Wells Fargo Clearing Services, Llc

Stamford, CT

Previous Registrations

2014-11-25 → 2021-03-02

Wells Fargo Clearing Services, Llc

Old Greenwich, CT

Purchase, NY

Greenwich, CT

Norwalk, CT

Purchase, NY

Hartsdale, NY

White Plains, NY
2012-10-01 → 2014-05-30

J.P. Morgan Securities Llc

Mamaroneck, NY
2009-05-02 → 2012-10-01

Chase Investment Services Corp.

Wayne, NJ

Mamaroneck, NY

Greenwich, CT

Ossining, NY
2008-04-09 → 2009-05-02

Wamu Investments, Inc.

Greenwich, CT

Wayne, NJ

Other Businesses

RENTAL PROPERTY;INVESTMENT RELATED;BRONX,NY;100% OWNERSHIP;START DATE 01/01/2019;NUMBER OF HOURS PER MONTH 4;NUMBER OF HOURS DURING TRADING 0;OWNER. RENTAL PROPERTY;INVESTMENT RELATED;BRONX,NY;100% OWNERSHIP;START DATE 01/09/2001;NUMBER OF HOURS PER MONTH 4;NUMBER OF HOURS DURING TRADING 0;OWNER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-04

S66 Uniform Combined State Law Examination

2007-10-04

Other Names

Maynall L Scott

View on SEC IAPD