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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-12
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-23
NJ RA APPROVED 2012-06-09
  • NC RA
    APPROVED
    Since 2023-04-12
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • NJ RA
    APPROVED
    Since 2012-06-09

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Charlotte NC 02/2011 Present
  • 02/2011 → Present
    Morgan Stanley Smith Barney
    Charlotte, NC
Other Businesses

*648477- Rover; Investment related: No; Fort Mill, South Carolina; Pet Sitting in your own home for local people; I plan to setup an account where I will assist my adult children with the responsibilities of pet sitting and we will split the income (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours:10; Pet sitting in our own home for local people

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-08
S63 Uniform Securities Agent State Law Examination 2001-10-22
  • S66 Uniform Combined State Law Examination
    2012-06-08
  • S63 Uniform Securities Agent State Law Examination
    2001-10-22
Other Names
  • Ann M Fiske
  • Ann M Ferrin
  • Ann Ferrin
  • Ann Troiano

View on SEC IAPD

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