Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-04-12 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-23 |
| NJ | RA | APPROVED | 2012-06-09 |
Branch Locations
6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Charlotte | NC | 02/2011 | Present |
*648477- Rover; Investment related: No; Fort Mill, South Carolina; Pet Sitting in your own home for local people; I plan to setup an account where I will assist my adult children with the responsibilities of pet sitting and we will split the income (proprietor, partner, officer, director, employee, trustee, agent); 08/2025; During business hours: 0; After business hours:10; Pet sitting in our own home for local people
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-22 |
Reach out to this advisor