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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-05-25
  • WI RA
    APPROVED
    Since 2021-05-25

Branch Locations

2371 S 107Th Street, Milwaukee, WI 53227 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 03/2007 Present
Mwa Financial Services, Inc. Rock Island IL 06/2008 Present
Frey Estates Llc Mayville WI 01/2011 Present
  • 03/2007 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 06/2008 → Present
    Rock Island, IL
  • 01/2011 → Present
    Frey Estates Llc
    Mayville, WI
Other Businesses

1)FREY ESTATES LLC; INV;MAYVILLE,WI; PURCHASING SUBWAY RESTAURANT; OWNER; 1/2011; 0NON 0SEC HRS;WIFE WILL MANAGE BUSINESS 2) Slinger Red Rhinos Wrestling Club, non-inv. Treasurer. 2 non-inv./0 inv.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-29
S63 Uniform Securities Agent State Law Examination 2008-10-09
  • S65 Uniform Investment Adviser Law Examination
    2021-04-29
  • S63 Uniform Securities Agent State Law Examination
    2008-10-09
Other Names
  • Dan Frey

View on SEC IAPD

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