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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
| WA | RA | APPROVED | 2006-11-06 |
Branch Locations
10885 Ne 4Th Street Suite 1400, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Bellevue | WA | 03/2000 | Present |
| The Lightle Group, Llc D/B/A Radwick & Lightle | Edmonds | WA | 05/2010 | Present |
| Summit Partners Northwest, Llc D/B/A The Summit Partners | Bellevue | WA | 05/2018 | Present |
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 221 JAMES STREET SUITE 101 EDMONDS, WA 98020; START DATE 05/2010; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 15 HOURS PER MONTH; 15 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF THE LIGHTLE GROUP, LLC D/B/A RADWICK & LIGHTLE FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; 221 JAMES ST. SUITE 100 EDMONDS, WA 98020; START DATE: 5/2010] [Sammamish River Crossing Home Owners Association; It is the Home Owners Association where my home is located.; 10631 NE 173rd Place, Bothell, WA 98011; Start Date 05/2016; Role/Title: Board Member; Not Investment Related; 10 hours per month; 2 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SUMMIT PARTNERS NORTHWEST, LLC D/B/A THE SUMMIT PARTNERS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; PARTNER; BELLEVUE, WA; START DATE: 05/2018]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-12 |
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