Kenneth Charles Nagy

Current Employers

Northeast Equity Research Inc.

Peabody, MA • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2015-03-18

MA RA
APPROVED

Since 2015-03-18

Branch Locations

Peabody, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northeast Equity Research Inc.	Peabody	MA	04/2010	Present

04/2010 → Present

Northeast Equity Research Inc.

Peabody, MA

Previous Registrations

2011-02-01 → 2014-12-31

Northeast Equity Research Inc.

Peabody, MA
2010-06-17 → 2010-12-31

Northeast Equity Research Inc.
2006-01-13 → 2010-04-28

United Planners' Financial Services Of America A Limited Partner

Scottsdale, AZ

Salem, MA

Salem, MA

Other Businesses

Kenneth C. Nagy, CFA, works as a consultant for Zacks Investment Research. He assists in building a new research department/platform focused on crowdfunding, based on the provisions of the JOBS Act. Mr. Nagy is not compensated based on investment banking, trading of securities, or making buy/sell/hold recommendations. Mr. Nagy also teaches college-level courses at Salem State University and Endicott College. Mr. Nagy is paid per course. Insurance Producer at Crump Brokerage Services. Mr. Nagy earns commissions.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-10-26
S63	Uniform Securities Agent State Law Examination	2005-04-13

S65 Uniform Investment Adviser Law Examination

2005-10-26
S63 Uniform Securities Agent State Law Examination

2005-04-13

View on SEC IAPD