Best Investors Account Sign in
Inactive

Katie Elizabeth Tennent

Heritage Asset Advisors Ltd., LLP

Houston, TX

Claim This Profile
Current Employers
Heritage Asset Advisors Ltd., Llp

Houston, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-04-20
  • TX RA
    APPROVED
    Since 2009-04-20

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Asset Advisors Ltd., Llp Houston TX 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-17
  • S65 Uniform Investment Adviser Law Examination
    2009-04-17
Other Names
  • Katie Elizabeth Tennent
  • Katie Elizabeth Shinn
  • Katie Elizabeth Shinn

View on SEC IAPD

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor