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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-10
NH RA APPROVED 2026-07-10
PA RA APPROVED 2026-07-10
RI RA APPROVED 2026-07-10
ME RA APPROVED 2026-07-09
NY RA APPROVED 2026-07-09
VT RA APPROVED 2026-07-09
  • CT RA
    APPROVED
    Since 2026-07-10
  • NH RA
    APPROVED
    Since 2026-07-10
  • PA RA
    APPROVED
    Since 2026-07-10
  • RI RA
    APPROVED
    Since 2026-07-10
  • ME RA
    APPROVED
    Since 2026-07-09
  • NY RA
    APPROVED
    Since 2026-07-09
  • VT RA
    APPROVED
    Since 2026-07-09

Branch Locations

250 Delaware Avenue, Buffalo, NY 14202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Buffalo NY 10/2011 05/2026
Wells Fargo Clearing Services, Llc Orchard Park NY 05/2026 06/2026
Wells Fargo Advisors Financial Network Orchard Park NY 06/2026 06/2026
Ubs Financial Services, Inc Buffalo NY 06/2026 Present
Previous Registrations
Other Businesses

*463882 - Color Street LLC; Investment related - No; Clifton, New Jersey; Retail/Online Stores; Independent Stylist (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 1; Sales/Marketing Mary Kay Inc. ,Texas United States, Retailers (Apparel, Food, General) , Share information on the companies skin care and cosmetics line. , consultant but I mainly use the discount when purchasing products for myself and my family to use because we love the skincare and beauty products. I am listed as a consultant and simply share information with friends and family that want to know about the products and potentially order from me. , Start date 7/8/2026 2 Sherborne Avenue ,NY United States , "Rental property - I own a house with an upper and lower apartment and my husband and I rent out both apartments for rental income. We have owned the property since 2003" Real Estate A rental properly/ house with an upper and lower apartment that my husband and I own and rent out to long term renters. We have owned the house since 2003., I do not have much to do with the property. My husband handles most upkeep but at times we may need to go in and clean and paint when one renter leaves and before a new renter moves in. , Start date 7/8/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-19
S63 Uniform Securities Agent State Law Examination 2000-11-13
  • S66 Uniform Combined State Law Examination
    2015-10-19
  • S63 Uniform Securities Agent State Law Examination
    2000-11-13
Other Names
  • Sally Sullivan
  • Sally Sullivan Graham
  • Sally Sullivan Graham
  • Sally Ann Sullivan
  • Sally A Venditti
  • Sally Venditti
  • Sally Ann Venditti

View on SEC IAPD

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