Best Investors Account Sign in
Inactive

Mildred Louise Marquez Santos

Common Cents Planning

Glen Mills, PA

Claim This Profile
Current Employers
Common Cents Planning

239 Baltimore Pike, Glen Mills, PA 19342-1127 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-08
  • PA RA
    APPROVED
    Since 2026-06-08

Branch Locations

239 Baltimore Pike, Glen Mills, PA 19342-1127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Llc Pittsburgh PA 04/2013 03/2018
Planning Directions, Inc. Dba Common Cents Planning Glen Mills PA 05/2026 Present
Unemployed Wesr Chester PA 01/2026 04/2026
The Vanguard Group, Inc. Malvern PA 03/2018 09/2020
Kathmere Capital Management, Llc Wayne PA 07/2025 12/2025
Unemployed West Chester PA 10/2020 06/2025
  • 04/2013 → 03/2018
    Pnc Investments Llc
    Pittsburgh, PA
  • 05/2026 → Present
    Planning Directions, Inc. Dba Common Cents Planning
    Glen Mills, PA
  • 01/2026 → 04/2026
    Unemployed
    Wesr Chester, PA
  • 03/2018 → 09/2020
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2025 → 12/2025
    Kathmere Capital Management, Llc
    Wayne, PA
  • 10/2020 → 06/2025
    Unemployed
    West Chester, PA
Previous Registrations
  • 2025-07-24 → 2025-12-31
    Kathmere Capital Management, Llc
    Wayne, PA
  • 2018-04-06 → 2020-10-07
    Vanguard Advisers, Inc.
    Malvern, PA
  • 2013-04-12 → 2018-03-19
    Pnc Wealth Management Llc
    Pottstown, PA
    Berwyn, PA
    Phoenixville, PA
    Frazer, PA
    Collegeville, PA
  • 2012-09-19 → 2013-04-10
    Santander Securities Llc
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Boston, MA
    Ardmore, PA
  • 2011-01-03 → 2012-09-19
    Lpl Financial Llc
    Wayne, PA
    Wilmington, DE
    Devon, PA
    Springfield, PA
    Villanova, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-31
S63 Uniform Securities Agent State Law Examination 2007-07-19
  • S65 Uniform Investment Adviser Law Examination
    2010-12-31
  • S63 Uniform Securities Agent State Law Examination
    2007-07-19
Designations
Other Names
  • Mildred Santos
  • Mildred Louise Marquez Santos
  • Mildred Marquez Santos

View on SEC IAPD

More in Glen Mills, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor