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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-03-08 |
Branch Locations
111 S Post St #2260, Spokane, WA 99201 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Viren And Associates, Inc | Spokane | WA | 05/2016 | 03/2024 |
| Lpl Financial Llc | Spokane | WA | 06/2016 | 06/2017 |
| Mariner Independent Advisor Network, Llc | Sacramento | CA | 06/2017 | 03/2024 |
| Lpl Financial Llc | Spokane | WA | 06/2017 | 08/2024 |
| Merit Financial Advisors | Spokane | WA | 03/2024 | Present |
| Pks Investments | Albany | NY | 08/2024 | Present |
1. Merit Financial Advisors. Investment Related. At Registered Location. RIA. Wealth Manager. Start Date: 07/15/2024. 160 hrs/ month; all during trading hours. Service clients. 2. Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 07/15/2024. 1 hr/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3. PKS. Investment Related. At the registered location. RR of BD. Commission compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-16 |
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